募集要項
- 仕事内容
-
・Provide compliance advice and support to the ongoing operations and future
business development in Japan ensuring adherence to the latest rules,
regulations, and regulatory expectations.
・Liaise with regulators in Japan, such as the Financial Services Agency of
Japan (JFSA), to ensure compliance with statutory rules and regulations and
handle regulatory requests, inquiries, filings/reports, notifications, and
onsite examinations.
・Monitor regulatory changes applicable to the Japan business and provide
timely advice.
・Review sales and marketing materials, documents and external communication
to ensure adherence to applicable statutory rules and regulations and industry
best practice.
・Maintain and update Compliance Manual and relevant compliance policies and
procedures to ensure business operations and practice are consistent with the
latest local regulatory requirements and Group policies.
- 応募資格
-
- 必須
-
〇Work Experience / Knowledge:
・A minimum of 8 years of relevant experience in the financial services industry, preferably gained through practical experience in regulatory/business compliance in asset management companies and/or regulatory authorities in Japan
〇Skills / Other Personal Attributes Required:
・Extensive knowledge of legal and regulatory requirements applicable to the asset management industry in Japan
・Strong oral and written communication skills in both English and Japanese
・High integrity and excellent work ethics
・Strong problem-solving skills
・Ability to lead and coach team members
・Flexibility, enthusiasm and a willingness to learn and develop new skills and knowledge, and adapt to the growing business needs of the Company
- 募集年齢(年齢制限理由)
- 35歳～50歳（推定） （特定年齢層の特定職種の労働者が相当程度少ないため）
- 雇用形態
- 正社員
- 勤務地
- 東京都
- 勤務時間
- 9：00～17:00
- 年収・給与
- 推定ベース年俸：1500～2500万円（※応相談） ＋インセンティブボーナス
